Brokerage License

This license allows you to promote, host and operate a foreign exchange currency. Trading and speculation platform. Also, the brokerage in shares CFDs, FX commodities and any kind of regulated securities is permitted.

  1. The validity of this License shall expire on the date specified overleaf or on the date the licensee ceases to remain incorporated in ANJOUAN whichever is earlier, unless the license isrevoked earlier by the Anjouan Offshore Finance Authority.
  2. This License is subject to any variations of the “Government Notice No 004 OF2005” or “The Government Notice No. 5 OF 2005”.
  3. The objects and purposes of the Company is to offer different brokerage services for corporate & private clients for the public and non-residents of the Autonomous republic ofAnjouan; to carry on all or any of the business of a company and, without prejudice to the generality of the foregoing, to carry on, in conjunction with each other or as separate and distinct undertakings, all or any of the following businesses:
    • providing direct consultations to investors on investments to clients, including issues concerning the price of securities, investment in securities, buying and selling of securities, as well as related foreign exchange transactions and crypto trading
    • consulting on securities issuance and money arising services.
    • arranging and carrying out the distribution of the issuer’s securities on a non- guaranteed basis
    • receiving and transmitting clients’ orders in connection with securities, effecting transactions in securities for clients’ accounts, with clients’ funds
    • managing clients’ investment portfolios and funds allocated for operations in securities including crypto portfolio’s
    • holding clients’ investment funds and/or securities, providing safekeeping, custody and nominee services for securities including crypto funds
    • effecting transactions in securities for their own account with their own funds (proprietary trading)
    • arranging and carrying out the distribution of the issuer’s securities on a guaranteed basis
    • loaning securities to and borrowing securities from clients as well as using their own funds for the acquisition of securities for clients, engaging in short selling as defined in NBG regulations.
    • Company services
    • Issuing of own deposit products.
    • To provide loans and borrow funds (loan transactions).
    • To carry out currency and exchange transactions.
    • To hold assets, capital, precision metals, bonds, shares or another financial instrument for thirdparties.
    • To accept cash deposits of any type (depositary transactions).
    • Current Account to Corporate and Individual clients
    • Fixed term deposit accounts.
    • Issuing Bank References and Certificates of Good Standing.
    • To issue securities and credit cards processing.
    • To provide guarantees of any type (guarantee business).
    • Multi-Currency Accounts.
    • Asset Management like products.
    • Investment Consultancy Services including
      • Cryptocurrency trading.
      • Crypto Currency Exchange Operator (utility token and security token)
      • Crypto liquidity.
      • Crypto storage.
      • CFD contract for difference.
    • Financial Engineering (Private Banking and Wealth Management in combined productsolutions)
    • Perpetuals on US Tech Stocks (e.g., Tesla, NVDA)
    • Perpetuals on Major US Indices (e.g., S&P 500, 5X Long Magnificent 7 ETP)
    • Perpetuals on ETFs
    • Perpetuals on Stocks, Indices, and ETFs Outside of the US
    • Perpetuals on Small-Cap Stocks
    • Perpetuals on Crypto
    • Perpetuals on Forex
    • Perpetuals on Commodities
    • Perpetuals on Bonds (including Government and Corporate Bonds)
    • Perpetuals on Interest Rates
    • To act as intermediary in securities trading.
    • To provide other permitted financial services including crypto services
    • Forex trading.
    • Forex Currency Exchange Operator (utility token and security token)CFD contract for difference

and to carry on business as capitalists, financiers, promoters, and concessionaires and participate in, undertake, carry on and execute all kinds of financial, commercial, industrial, trading, exploitation, development, agency and other operations and to advance or provide money, with or without security,to concessionaires, inventors, patentees and others, for the purpose of improving and developing or assisting to improve and develop any concessions, lands or otherwise, or of experimenting, improving,testing or developing any invention, design or process industrial or otherwise.

  1. The License shall ipso facto and without any prior notice stand cancelled, if any of thefollowing events take place:
  1. The Company shall engage in any activity that is prohibited by or contrary to any enactmentor rule of law for the time being in force in Anjouan.
  2. The Company is an International Company and accordingly shall not, except as may bepermitted by its approved Constitution:
  • Carry on business in Anjouan (other than brokerage) or own an interest in immovableproperty situation in Anjouan other than a lease of premises from which to carry on its business

  • Carry on insurance, sea or air transport, gambling or Banking or any other business withouta specific license.

  • At any time have less than one member.

  • Make any invitation to the public to subscribe for any shares or debentures in the Company.
  1. For the purposes of subparagraph (2) (a) the Company shall not be treated as carrying abusiness in Anjouan by reason only that it:
  • Carries on business with another company incorporated under the Act or in furtherance of thebusiness of the Company carried on outside of Anjouan, Union of the Comoros.
  • Leases premises from which to carry on its business as permitted by the Act.
  • Makes or maintains deposits with a person licensed to carry on brokerage business inAnjouan, Union of the Comoros.
  • Obtains professional services from its registered agent, counsel, attorneys, accountants, bookkeepers, trust companies, management companies, investment advisers, insurance brokers or agents or other similar persons carrying on business within Anjouan, Union ofthe Comoros.
  • Prepares or maintains its books or records within Anjouan, Union of the Comoros.
  • Holds meetings within Anjouan, Union of the Comoros of its directors or members;
  • Holds shares, debt obligations or other securities, in a company incorporated under the Act;
  • Issues shares, debt obligations or other securities in a company incorporated under the Act orunder the Companies Act.
  1. The people conducting the business of the Company shall hold themselves personally, jointly and severally liable for all the acts or commissions,

irregularities and violations committed by them after such cancellation.

  1. If the Renewal payment

info@anjouanoffshorefinanceauthority.org

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